Contract Consultant at SolomonEdwards
June 2013 - July 2013
Performing due diligence analysis for a pending asset sale by a major financial services company.
Branch Manager, OSJ, Compliance Officer at Legacy Financial Advisors, SII Investments
October 2002 - June 2009
Supervised 20 Registered Representatives in 10 states. Reviewed all business for suitability and compliance with Federal, State and Industry regulations for both Broker/Dealer & RIA business.
Created marketing events which attracted + 300 new business prospects.
Designed benefit and retirement plans and provides estate-planning services for small businesses.
Reviewed financial regulations and products, then trained reps.
Branch Manager, OSJ, Compliance Officer at Legacy Financial Advisors, SII Investments
October 2002 - June 2009
Supervised 20 Registered Representatives in 10 states. Audited offices and reviewed all business for suitability and compliance with Federal, State and Industry regulations for both Broker/Dealer & RIA business.
Created marketing events which attracted + 300 new business prospects.
Designed benefit and retirement plans and provides estate-planning services for small businesses.
Reviewed financial regulations and products, then trained reps.
Contributing Writer, Columnist at Talkers Magazine
July 2002 - January 2003
Wrote an monthly column called "Financial View" on the impact of business planning, financial markets and the radio industry, particularly the Talk Radio format.
Contributing Writer, Columnist at Talkers Magazine
July 2002 - January 2003
Wrote an monthly column called "Financial View" on the impact of business planning, financial markets and the radio industry, particularly the Talk Radio format.
CFO, Chief Financial Officer at Talk America Radio Network
May 1999 - May 2002
Responsible for the accounting, finance and human resources for a radio network and provider of internet content.
Created policy for revenue recognition and commissions.
Managed an in-house advertising agency.
Involved with due diligence of potential mergers and acquisitions
Sold the network for 2.2 million dollars
CFO, Chief Financial Officer at Talk America Radio Network
May 1999 - May 2002
Responsible for the accounting, finance and human resources for a radio network and provider of internet content.
Created policy for revenue recognition and commissions.
Managed an in-house advertising agency.
Involved with due diligence of potential mergers and acquisitions
Sold the network for 2.2 million dollars
Comptroller at HNU Systems
October 1996 - February 1999
In charge of the finance and human resources functions for a scientific equipment manufacturer.
Comptroller at HNU Systems
October 1996 - February 1999
In charge of the finance and human resources functions for a scientific equipment manufacturer.
Adjunct Faculty and Off-Site Coordinator at Anna Maria College
September 1991 - April 1998
Taught Finance, Economics and Business Management
Managed off-sight locations in Stoughton and Brockton, handling issues such as registration and financial aid
Adjunct Faculty and Off-Site Coordinator at Anna Maria College
September 1991 - April 1998
Taught Finance, Economics and Business Management
Managed off-sight locations in Stoughton and Brockton, handling issues such as registration and financial aid
Adjunct Faculty at Eastern Nazarene College
September 1992 - May 1996
Taught Finance, Strategic Management and Economics.
Rewrote the Economic module and the changes were adopted by the publisher
Adjunct Faculty at Eastern Nazarene College
September 1992 - May 1996
Taught Finance, Strategic Management and Economics.
Rewrote the Economic module and the changes were adopted by the publisher
Executive Director and Founder at New England-Latin America Business Council
1991 - 1995
Created a business networking group that focused on the six New England states and the countries of Latin America.
Executive Director and Founder at New England-Latin America Business Council
1991 - 1995
Created a business networking group that focused on the six New England states and the countries of Latin America.
Senior Lecturer at Suffolk University
September 1994 - December 1994
Lectured on Macroeconomic principles
Senior Lecturer at Suffolk University
September 1994 - December 1994
Lectured on Macroeconomic principles
Player Development Director at USA Hockey & Mass Hockey
1980 - 1992
Organized tryouts, training camps and selections to National camps
Player Development Director at USA Hockey & Mass Hockey
1980 - 1992
Organized tryouts, training camps and selections to National camps
Control Analyst at Bank of Boston
April 1984 - September 1989
Worked in Control and Compliance of Trust Services and Securities Operations
Control Analyst at Bank of Boston
April 1984 - September 1989
Analyst in Control and Compliance of Trust Services and Securities Operations.
Worked on the trust accounting system conversion
Consultant at Finance, Analysis & Risk
July 2009
Working with international firms to help them understand the US marketplace.
Finance and business professional with a MBA, understands risk management and the changes coming with the financial reform called for by the Dodd-Frank act and other acts such as the Patriot Act, AML, KYC, BSA, Volker Rule, and others from organizations such as FINRA & SEC
Analyzes opportunities and threats and provide strategies for the situation
Treasurer at Town of Plainville Redevelopment Authority
April 2006
The economic development authority for the Town of Plainville (MA) Created the social network sites, manage the finances for the authority
Reelected in April, 2011 to a new 5 year term.
Consultant at Finance, Analysis & Risk
July 2009
Working with international firms to help them understand the US marketplace.
Wrote on the impact of finance in media
Analyzes opportunities and threats and provide strategies for the situation
Treasurer at Town of Plainville Redevelopment Authority
April 2006
The economic development authority for the Town of Plainville (MA) Created the social network sites, manage the finances for the authority
Reelected in April, 2011 to a new 5 year term.
This BrandYourself profile is automatically optimized to show up high in Google 
Social Networks